COMPLIANCE & TRANSPARENCY
A structured approach to governance, risk management, and regulatory standards.
Regulatory Status
Northern Gold Supply Ltd operates as a physical precious metals brokerage and does not provide investment advice. The Company operates on a pre-funded, transaction-led basis and does not offer leverage, credit, or custody services. The Company is not authorised or regulated by the Financial Conduct Authority.
Operational Model
Activities are conducted in accordance with applicable UK anti-money laundering and counter-terrorist financing legislation. Clear operational procedures govern client onboarding, quotation, payment, execution, and record keeping. Records are retained in accordance with regulatory expectations.
Anti-Money Laundering
The Company maintains documented Anti-Money Laundering (AML) and Know Your Customer (KYC) procedures proportionate to the nature and scale of its operations.
Client identity verification and, where appropriate, source of funds checks are applied prior to execution. Additional information may be requested to meet regulatory obligations.
View AML PolicyRisk Appetite
Northern Gold Supply adopts a conservative risk appetite and maintains a documented business risk assessment covering financial crime, operational, reputational, and market risks.
Transactions are assessed on a case-by-case basis, and the Company reserves the right to decline business where risks cannot be adequately mitigated.
Data Privacy
Personal data is processed in accordance with UK data protection legislation.
The Company maintains a Privacy Policy outlining how personal information is collected, used, stored, and protected.
View Privacy PolicyComplaints Handling
Northern Gold Supply is committed to handling complaints fairly and transparently. Clients may raise concerns in writing, and complaints are acknowledged and investigated in line with the Company’s documented complaints handling procedure.
View Complaints PolicyTransparency, compliance, and disciplined execution form the foundation of the Company’s operating model.